PUBLISH
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
Plaintiff-Appellant,
v.
THOMAS E. WHITE, Secretary of the
Army
Defendant-Appellee.
Appeal from the United States District Court
for the District of Kansas
(D.C. No. 00-CV-2453-CM)
Nancy Landis Caplinger, Assistant United States Attorney, Topeka, Kansas (Eric
F. Melgren, United States Attorney, and Melanie D. Caro, Assistant United States
Attorney, Kansas City, Kansas, on the brief), for the Defendant-Appellee.
Dr. A. Jane Plotke filed suit against the Secretary of the Army under Title
VII of the Civil Rights Act of 1964, 42 U.S.C. § 2000e-16, alleging the Army
had unlawfully terminated her from her employment as an historian due to her
gender. The district court granted summary judgment to the Army. Exercising
jurisdiction pursuant to 28 U.S.C. § 1291, we reverse.
Whether the Army was entitled to summary judgment is a question of law
we review de novo. Croy v. Cobe Labs., Inc., 345 F.3d 1199, 1201
(10th Cir.
2003). Summary judgment is appropriate "if the pleadings, depositions, answers
to interrogatories, and admissions on file, together with the affidavits, if any,
show that there is no genuine issue as to any material fact and that the moving
party is entitled to a judgment as a matter of law." Fed. R. Civ. P. 56(c). In
applying this standard, "[a]ll inferences arising from the record before us must be
drawn and indulged in favor of the [nonmovant]." Stinnett v. Safeway, Inc., 337
F.3d 1213, 1216 (10th Cir. 2003) (internal quotations omitted). "Credibility
determinations [and] the weighing of the evidence . . . are jury functions, not
those of a judge . . . ." Id. (internal quotations omitted). Read in this light, the
record reflects the following facts.
Dr. Plotke was hired by Dr. Rodler Morris and Dr. Scott Lackey on July
10, 1994, as a GS-12 historian at the U.S. Army Combined Arms Center (CAC),
Army Knowledge Network-Combat Training Center-Warrior Information
Network (CTC-WIN) located at Fort Leavenworth, Kansas. Dr. Plotke's
employment was subject to successful completion of a one-year probationary
period pursuant to 5 C.F.R. § 315.801 et seq., after which she would be
considered a permanent career-conditional federal civilian employee. Dr. Plotke
was the first and only female to be hired as an historian at Fort Leavenworth.
Dr. Plotke testified that, on her first day of work, Dr. Lackey told her he
had been under pressure from the Civilian Personnel Office (CPO) to hire a
female historian; Dr. Plotke was the only female historian who had applied for
the position; and, rather than risk losing the position and funding, Dr. Morris and
Dr. Lackey had decided to hire Dr. Plotke. According to Dr. J. Patrick Hughes,
the CAC Assistant Command Historian, Dr. Lackey remarked that the EEO office
"would get off their back" and stop pressuring them to hire a female historian
because Dr. Plotke had received the position.(1) Aplt. App. at 522. Dr. Lew
Bernstein, a male, was hired as a CAC GS-12 historian at the same time as Dr.
Plotke, but was assigned to a different unit.
Immediately upon arriving at Fort Leavenworth, Dr. Plotke was informed
of a history office "staff ride" to the General Custer Battlefield at Little Big
Horn, South Dakota. Fellow historian George Mordica, who was a temporary
and later a term employee, was planning the event. Mr. Mordica was a retired
Army Major and had not obtained a Ph.D. When Mr. Mordica told Dr. Plotke
about the staff ride, he painted a picture of inhospitable living conditions and
downplayed the significance of the event. Mr. Mordica described the staff ride
as involving "very rough" camping conditions in a bunkhouse with a "dormitory
arrangement" lacking separate sleeping facilities for a female. Id. at 394, 673.
Dr. Plotke declined the "invitation" after determining that her participation was
obviously being discouraged. Mr. Mordica stated to others that having a female
in attendance on the trip would prevent the all-male group from "sitting around
drinking beer, smoking cigars, and farting." Id. at 521, 1028. Contrary to the
negative representations he made to Dr. Plotke regarding the trip, Mr. Mordica
stated in a deposition that the staff ride was a very professionally rewarding
activity and experience.
Dr. Plotke was initially advised by Dr. Morris that a significant portion of
her job duties would include historical research, analysis and writing. But her
assignment from July until October 1994 was instead to "support" Dr. Lackey in
the drafting of a computer services contract, a task which was largely
administrative and clerical in nature and fell outside of Dr. Plotke's position
description. From October until December 1994, she was assigned to various
administrative and computer projects. By contrast, Dr. Bernstein, who had been
hired at the same time as Dr. Plotke, was assigned to historical research and
writing projects supervised by Dr. Richard Gorell. Dr. Plotke was not provided
any written performance appraisal by Dr. Morris or Dr. Lackey during the first
half of her probationary year, although her performance was highly praised
verbally. See id. at 365, 827 (Dr. Plotke's job performance was described as
"fantastic" and "excellent" by Dr. Lackey and Dr. Morris).
Dr. Plotke complained to Dr. Lackey and the CPO about her initial job
assignments. In response, Dr. Lackey told Dr. Plotke that she could not perform
historical research and analysis until her security clearance arrived. In December
1994, Dr. Plotke discovered that her security clearance, along with Dr.
Bernstein's, had arrived at the Fort Leavenworth CTC-WIN facility in late
August or early September 1994. Dr. Bernstein was given his clearance shortly
after its arrival but Dr. Plotke's clearance was not delivered to her until mid-December 1994.
After she hunted down her own security clearance, Dr. Plotke was
temporarily assigned on detail to the "Haiti project" under the supervision of Dr.
Gorell. This assignment involved some historical research and analysis as well as
administrative computer tasks similar to those Dr. Plotke had previously been
assigned. Dr. Gorell affirmed that Dr. Plotke's performance on the Haiti project
was "excellent." Id. at 550. He also testified that she was the only person
available with the technical expertise to do the job. Dr. Plotke's work on the
Haiti project was highly and publicly praised by Lt. Col. Steve Dietrich of the
Army's Center on Military History in Washington, D.C. It was also known by
her colleagues that she was very happy working on the Haiti project.
Despite Dr. Plotke's success and personal satisfaction on the Haiti detail,
Dr. Morris abruptly removed her from the project in mid-May 1995, and
reassigned her to an administrative computer project supporting Dr. Lackey in
CTC-WIN. Dr. Morris claimed there was an urgent need to transfer Dr. Plotke
back to CTC-WIN, although Dr. Plotke's work on the Haiti project was not yet
complete and there was no deadline to complete the CTC-WIN project. Dr.
Morris later admitted that subsequent to Dr. Plotke's termination, the CTC-WIN
project was never completed. He also conceded that he transferred Dr. Plotke
after being informed by the CPO that her one-year probationary period was
nearing its completion. At the end of successful completion of her probationary
year, Dr. Plotke's appointment could have been extended. Dr. Morris also
testified that he believed Dr. Gorell would have recommended Dr. Plotke's
employment be extended beyond her one-year probationary period at the time of
the transfer.
Dr. Plotke began working again under the full supervision of Dr. Lackey
for the CTC-WIN project on June 5, 1995. On June 8, Dr. Plotke submitted a
memo requesting permission to attend four seminars at a conference for
historians in Canada scheduled over two weeks in August. "[I]t was the office
policy that historians could (and were actually encouraged to) attend an all
expenses paid professional conference of their own choosing each year, even on
topics for which there was only a personal interest and not necessarily a business-related
purpose." Id. at 522. Prior to June 1995, Dr. Plotke had not exercised
her conference choice for the fiscal year. Dr. Lackey and Dr. Morris agreed to
send Dr. Plotke to only two of the four seminar sessions.(2) Dr. Morris left it to
Dr. Lackey to "make recommendations" to Dr. Plotke regarding which two
seminars she should attend. Id. at 621, 660-61. In an e-mail memo dated June
16, Dr. Lackey advised Dr. Plotke that she was limited to attending two seminars
and suggested she attend one concerning peacekeeping operations and another on
computers and history. Dr. Lackey did not indicate that Dr. Plotke was required
to select the two seminars he recommended, nor that her selections had to be
scheduled in the same week. In fact, Dr. Morris admitted that Dr. Lackey's
memo was not clear in conveying its alleged intent that Dr. Plotke was to choose
two sessions within the same week.
Dr. Lackey requested that Dr. Plotke provide him with cost figures
regarding the seminars. Dr. Lackey's secretary, Linda Darnell, contacted Dr.
Plotke to obtain those figures and Dr. Plotke faxed her the necessary information.
Ms. Darnell did not specifically advise Dr. Plotke that she was using the cost
information to prepare a DD Form 1610, "Request and Authorization for TDY
Travel of DOD Personnel." The two seminars Dr. Plotke ultimately selected to
attend were scheduled in different weeks. Dr. Plotke also indicated to Ms.
Darnell that she intended to take two weeks of annual leave at the conclusion of
the conferences. Dr. Lackey anticipated that Dr. Plotke would take annual leave
in connection with her professional travel, as was common practice by the male
historians while on temporary duty, and he so stated in a memo to Dr. Morris.(3)
Dr. Lackey admitted that he had never rejected an employee's request for annual
leave, he "[m]ost likely" would have approved Dr. Plotke's leave, and he had no
reason to believe that Dr. Morris would have decided otherwise. Id. at 715.
From the information Dr. Plotke provided, Ms. Darnell prepared a budget
travel worksheet and a DD Form 1610. She then submitted the DD Form 1610 to
Dr. Gorell for his signature, mistakenly believing that he was Dr. Plotke's
immediate supervisor at that time.(4) Dr.
Plotke did not review the documents
because they were not submitted to her prior to being processed. Dr. Gorell
signed the form as the "requesting official," and Ms. Darnell then forwarded the
form to Dr. Morris. Dr. Morris became upset because Dr. Gorell, rather than Dr.
Lackey, had signed the form and because Dr. Plotke had requested approval for
conferences that were scheduled in different weeks. Dr. Morris was also agitated
because Dr. Plotke had not obtained advance approval from Dr. Lackey to take
annual leave following the Canada conferences. Id. at 767.(5)
On Dr. Morris' command, Dr. Lackey conducted a fact-finding or "junior
counseling session" on June 21 with Dr. Plotke regarding the travel matter, which
became known as the TDY incident. Dr. Morris then held a "senior counseling
session" with Dr. Plotke on June 26. Id. at 906. The Army admits that Dr. Morris
decided to terminate Dr. Plotke on June 26 after concluding the senior counseling
session. Dr. Morris prepared a memo on June 27 for Dr. Plotke advising her she
was being terminated due to her unsatisfactory conduct. "This conduct involved:
failure to follow guidance issued by superiors; failure to follow established
chains-of-command; breakdown in the ethos and substance of customer service;
and fostering a climate of dissension and distrust within the Army Knowledge
Network Directorate." Id. at 22.(6)
On or shortly after June 27, Dr. Plotke's official termination form was
submitted to Colonel William C. Ohl II, Chief of Staff at Fort Leavenworth, for
his signature. Col. Ohl testified he "did not know any of the facts or
circumstances surrounding the termination decision," and was told "there was no
documentation to support the termination." Id. at 526. The Colonel
"was not
comfortable approving a termination without valid reasons and documentation,"
but did so because Department of Defense personnel and legal advisors told him
that "federal regulations permitted the termination of a probationary employee
during the probationary period without cause and without documentation." Id.
Col. Ohl insisted that he "personally meet with Dr. Plotke to inform her of the
termination decision" because he was the approving official. Id.
While preparing for his meeting with Dr. Plotke, Col. Ohl requested Dr.
Morris to forward his counseling files concerning Dr. Plotke. Dr. Morris'
response that he had no files or documentation to support the termination made
the Colonel suspicious, as he had never approved a termination absent a well-documented
counseling file. Col. Ohl therefore met with Dr. Morris and Dr.
Lackey, who both reported that Dr. Plotke had lied or at least was "trying to pull a
fast one" regarding her attendance at the Canada conferences. Id. at 526-27.
Neither Dr. Morris nor Dr. Lackey presented any other reason to Col. Ohl for
dismissing Dr. Plotke from her position.
After his meeting with Dr. Morris and Dr. Lackey, Col. Ohl met with Dr.
Plotke to discuss the termination decision. Dr. Plotke provided the Colonel with
her version of the TDY incident and described various other episodes that had
occurred during her employment. Dr. Plotke reported the following to Col. Ohl:
"arrangements had been made for her to go out on a date with Dr. Lackey" (which
she politely refused); Dr. Morris' and Dr. Lackey's treatment toward her seemed
to worsen subsequent to that refusal; "she was referred to by Dr. Morris, Dr.
Lackey, and George Mordica as 'Jane' and male historians were referred to as 'Dr.
[last name]' in office meetings or introductions"; and "during an office meeting
with Dr. Morris, and in her presence, Dr. Lackey had removed his shoes and socks
and picked his toes." Id. at 527. Dr. Plotke also reported that Dr. Lackey fondled
his genitals at the same meeting.
Colonel Ohl was "appalled by this information" and by Dr. Plotke's report
that she had never been counseled by either Dr. Lackey or Dr. Morris for any
problems prior to the TDY incident. Id. As a result, he decided to investigate Dr.
Plotke's claims by conferring with other employees. According to Col. Ohl, Dr.
Plotke's allegations "were confirmed." Id. Col. Ohl arranged another meeting
with Dr. Morris and Dr. Lackey during which the doctors themselves confirmed
many of Dr. Plotke's allegations.(7) Dr. Morris
and Dr. Lackey also reported to
Col. Ohl that "Dr. Plotke very well may not have attempted to deceive them
concerning the TDY incident and that they had no real solid proof that that was
her intent." Id.(8)
Based on his investigation, Col. Ohl believed that Dr. Plotke was unfairly
terminated and attempted to convince the CPO and the staff judge advocate to
reverse the termination decision. The decision was not reversed, however, due to
concerns that reinstatement would have an adverse impact on Dr. Plotke's then
pending EEO discrimination and retaliation charges, which ultimately led to the
instant action. According to Col. Ohl, at no time before or after Dr. Plotke's
termination did Dr. Morris or Dr. Lackey state to him that Dr. Plotke's position
was being eliminated or was actively being considered for elimination.
In mid-July 1995, after Dr. Plotke's termination, Dr. Morris met with
General Mountcastle and Lt. Col. Deitrich, both from the Army Center for
Military History, to convince them to reassign a new Gulf War computer
digitalization project to Dr. Morris' department. Dr. Morris knew that Lt. Col.
Dietrich was very interested in hiring Dr. Plotke and that Dr. Plotke had applied
for the position. Dr. Morris approached Lt. Col. Dietrich, unsolicited, and
threatened to cut off all cooperation with the project if Lt. Col. Dietrich hired Dr.
Plotke. Dr. Morris told Lt. Col. Dietrich that he terminated Dr. Plotke because he
"had lost trust in her in terms of the TDY incident" and "it would be best not to
retain her beyond the probationary period." Id. at 718-19. Lt. Col. Dietrich was
"deeply disturbed by Dr. Morris' comments and viewed them as a clear threat to
take retaliatory action if [he] did not heed his warning." Id. at 524.
The district court granted summary judgment for the Army on the ground
that Dr. Plotke failed to establish a prima facie case of employment discrimination
because she did not demonstrate her position still existed after her discharge.
Alternatively, assuming arguendo that a prima facie case was satisfied, the court
held the Army had articulated a legitimate, nondiscriminatory reason for
terminating Dr. Plotke, her allegedly unsatisfactory conduct, and that Dr. Plotke
failed to raise a genuine issue of material fact with respect to whether the
proffered reason was a pretext for gender discrimination. We address each issue
in turn.
When a plaintiff relies on circumstantial evidence to prove employment
discrimination, we apply the three-step burden-shifting framework set forth in
McDonnell Douglas and its progeny. McDonnell Douglas Corp. v.
Green, 411
U.S. 792, 800-07 (1973). McDonnell Douglas first requires the aggrieved
employee to establish a prima facie case of prohibited employment action. Id. at
802. The "burden of establishing a prima facie case . . . by a preponderance of the
evidence" is "not onerous." McCowan v. All Star Maint., Inc., 273 F.3d 917, 922
(10th Cir. 2001); see also Texas Dep't of Cmty. Affairs v. Burdine, 450 U.S. 248,
253 (1981). Furthermore, "[t]his burden is one of production, not persuasion; it
can involve no credibility assessment." Reeves v. Sanderson Plumbing Products,
Inc., 530 U.S. 133, 142 (2000) (citing St. Mary's Honor Ctr. v. Hicks, 509
U.S.
502, 509 (1993)). If the employee makes a prima facie showing, the burden shifts
to the defendant employer to state a legitimate, "nondiscriminatory reason" for its
"adverse employment action." Wells v. Colo. Dep't of Transp., 325 F.3d 1205,
1212 (10th Cir. 2003). If the employer meets this burden, then summary judgment
is warranted unless the employee can show there is a genuine issue of material
fact as to whether the proffered reasons are pretextual. Jones v. Denver Post
Corp., 203 F.3d 748, 756 (10th Cir. 2000).
With respect to Ms. Plotke's prima facie case, the district court, citing
Kendrick v. Penske Transp. Servs., Inc., 220 F.3d 1220, 1229 (10th Cir. 2000),
required Dr. Plotke to show that she (1) belonged to a protected class; (2) was
qualified for her position; (3) was discharged; and (4) her position was not
eliminated after her discharge. Dr. Plotke established the first three elements of a
prima facie case of gender discrimination, but the district court concluded she
failed to establish the fourth element because she did not show her job remained
after her discharge. We disagree with the district court's fourth element analysis. The Supreme
Court recognized in McDonnell Douglas that the articulation
of a plaintiff's prima facie case may well vary, depending on the context of the
claim and the nature of the adverse employment action alleged. 411 U.S. at 802
n.13; see also Int'l Bhd. of Teamsters v. United States, 431 U.S. 324, 358 (1977)
(emphasizing prima facie case is a flexible standard that may be modified to
accommodate different factual situations); Stone v. Autoliv ASP, Inc., 210 F.3d
1132, 1139 (10th Cir. 2000) ("The prima facie case was never intended to be
rigid, mechanized or ritualistic.") (citations and quotations omitted). The
essential purpose served by the prima facie case, however, remains the same and
"serves an important function in the litigation: it eliminates the most common
nondiscriminatory reasons for the plaintiff's [adverse employment action]."
Burdine, 450 U.S. at 253-54. The most common nondiscriminatory reasons for
discharge in a termination case are (1) "lack of qualification" or (2) "elimination
of the job." Kendrick, 220 F.3d at 1229. Neither of these reasons were proffered
by the Army as the legitimate business reason for Dr. Plotke's termination.
Rather, the Army admits Dr. Plotke was highly and uniquely qualified for the
position she held and claims the nondiscriminatory reason for its decision to
terminate her was unsatisfactory conduct.
While we have held that one way a plaintiff may establish a prima facie
case is to include evidence that her job was not eliminated after her discharge, we
have also noted that "[t]he elimination of the position . . . does not necessarily
eviscerate a plaintiff's claim that her discharge was . . . motivated [by
discrimination]." Perry v. Woodward, 199 F.3d 1126, 1140 n.10 (10th Cir. 1999).
"The critical prima facie inquiry in all cases is whether the plaintiff has
demonstrated that the adverse employment action occurred 'under circumstances
which give rise to an inference of unlawful discrimination.'" Kendrick, 220 F.3d
at 1227 (quoting Burdine, 450 U.S. at 253). There must simply be a logical
connection between each element of the prima facie case and the inference of
discrimination. Id. (citing O'Connor v. Consol. Coin Caterers Corp.,
517 U.S.
308, 311-12 (1996)).
Thus, contrary to the district court's implicit holding that the elimination of
Dr. Plotke's position was per se fatal to her case, the fourth element of a prima
facie case is a flexible one that can be satisfied differently in varying scenarios.
See Hysten v. Burlington Northern & Santa Fe Railway Co., 296 F.3d 1177, 1181
(10th Cir. 2002) (while "McDonnell Douglas defines the prima facie elements for
the archetypal discrimination case" the facts of a given case dictate the measure
by which the McDonnell Douglas and corresponding Kendrick tests
should be
applied; "the Supreme Court . . . emphasized that McDonnell Douglas was never
intended to set an inflexible rule") (emphasis added); Kendrick, 220 F.3d at 1227
n.6 ("Collapsing the four-part prima facie case of McDonnell Douglas into a
three-part test may occasionally be helpful when addressing discrimination claims
that either do not fall into any of the traditional categories . . . or present unusual
circumstances.") (emphasis added); Chertkova v. Connecticut Gen. Life
Ins., 92
F.3d 81, 91 (2d Cir. 1996) ("there is no unbending or rigid rule about what
circumstances allow an inference of discrimination when there is an adverse
employment decision"). Requiring Dr. Plotke to present evidence that her
position remained open subsequent to her discharge when her employer never
even asserted she was terminated because her position was eliminated is especially
problematic. Indeed, where an employer contends the actual reason for
termination in a discriminatory firing case is not elimination of the employee's
position but, rather, unsatisfactory conduct, the status of the employee's former
position after his or her termination is irrelevant.(9)
Having relied on its argument that a Title VII discriminatory termination
prima facie case must include proof that the employee's job was not eliminated,
the Army does not assert that Dr. Plotke's proof is otherwise insufficient for a
prima facie case. In fact, Dr. Plotke presented ample evidence to permit an
inference of discrimination in her dismissal. To satisfy her de minimis prima facie
burden, Dr. Plotke only needed to demonstrate that her termination occurred
"under circumstances which give rise to an inference of discrimination."
Kendrick, 220 F.3d at 1227. Courts have enumerated a variety of circumstances
that can give rise to an inference of discriminatory motive, including:
actions or remarks made by decisionmakers that could be viewed as
reflecting a discriminatory animus . . . , preferential treatment given to
employees outside the protected class . . . , in a corporate downsizing, the
systematic transfer of a discharged employee's duties to other employees . .
. , or a pattern of recommending the plaintiff for positions for which she is
not qualified [or over-qualified] and failure to surface plaintiff's name for
positions for which she is well-qualified. A plaintiff might also rely upon
the fact that the defendant, following plaintiff's termination, continued to
seek applicants to fill the position, . . . or, more generally, upon the timing
or sequence of events leading to plaintiff's termination.
Chertkova, 92 F.3d at 91 (listing cases).
Among the many facts recited earlier in this opinion, Dr. Plotke was the
first and only female historian hired at Fort Leavenworth and Dr. Lackey informed
her she was hired largely because of administrative pressures to employ a woman
at the facility. Likewise, in contrast to her male counterpart, Dr. Bernstein, Dr.
Plotke's job duties were generally limited to clerical and manual tasks, and she
was prohibited from engaging in higher-level functions within the CTC-WIN due
to the unexplained delay in delivering her security clearance. Many of her male
colleagues, at least one of whom had not achieved the same level of education as
she had, referred to her as Jane while referring to other male staff members with
their academic titles of "Dr." Finally, despite her highly praised work and general
personal satisfaction while assigned on the Haiti project, Dr. Plotke was removed
from that project prior to its completion and reassigned to the CTC-WIN due to
the purported urgencies and importance of that project, although the project was
never completed. Dr. Plotke's reassignment to CTC-WIN assured that she was
under the supervision of Dr. Morris and therefore subject to his review regarding
whether to extend her employment beyond the one-year probationary period.
Taking all inferences from these facts in the light most favorable to Dr.
Plotke, we easily conclude she made the de minimis showing required for a prima
facie case of gender discrimination.
The district court held that the Army proffered the following legitimate,
nondiscriminatory reasons for discharging Dr. Plotke: "unsatisfactory conduct
including her failure to follow guidance issued by superiors, failure to follow
established chains-of-command, a breakdown in her attitude toward customer
service, and her fostering a climate of dissension and distrust within the Army
Knowledge Network Directorate." Plotke v. White, 2002 WL 1461974, at *3 (D.
Kan. Jul. 2, 2002). This is sufficient to shift the burden to Dr. Plotke to show
there is a genuine dispute of material fact as to whether the Army's proffered
reasons for terminating her are pretextual. Jones, 203 F.3d at 756. Dr. Plotke
contends the district court erroneously ignored her evidence of pretext and
intentional discrimination and failed to view the evidence in a light most
favorable to her, as it is obligated to do under Rule 56. We agree the court
disregarded evidence favorable to Dr. Plotke and failed to draw all inferences in
her favor.
"[A] plaintiff's prima facie case, combined with sufficient evidence to find
that the employer's asserted justification is false, may permit the trier of fact to
conclude that the employer unlawfully discriminated." Reeves, 530 U.S. at 148;
see also Randle v. City of Aurora, 69 F.3d 441, 453 (10th Cir. 1995).
The factfinder's disbelief of the reasons put forward by the defendant
(particularly if disbelief is accompanied by a suspicion of mendacity) may,
together with the elements of the prima facie case, suffice to show
intentional discrimination. Thus, rejection of the defendant's proffered
reasons will permit the trier of fact to infer the ultimate fact of intentional
discrimination . . . .
Hicks, 509 U.S. at 511 (footnote omitted). A plaintiff can show pretext by
revealing "such weaknesses, implausibilities, inconsistencies, incoherencies, or
contradictions in the employer's proffered legitimate reasons for its action that a
reasonable factfinder could rationally find them unworthy of credence . . . ."
Morgan v. Hilti, Inc., 108 F.3d 1319, 1323 (10th Cir. 1997) (quotation omitted);
see also Townsend v. Lumbermens Mut. Cas. Co., 294 F.3d 1232, 1242 (10th Cir.
2002).
[T]he evidence which a plaintiff can present in an attempt to establish that a
defendant's stated reasons are pretextual may take a variety of forms . . . . A
plaintiff may not be forced to pursue any particular means of demonstrating
that a defendant's stated reasons are pretextual. A plaintiff typically
makes a showing of pretext in one of three ways: (1) with evidence that the
defendant's stated reason for the adverse employment action was false . . . ;
(2) with evidence that the defendant acted contrary to a written company
policy prescribing the action to be taken by the defendant under the
circumstances . . . ; or (3) with evidence that the defendant acted contrary to
an unwritten policy or contrary to company practice when making the
adverse employment decision affecting the plaintiff.
Kendrick, 220 F.3d at 1230 (citations and quotations omitted) (emphasis added).
The plaintiff's evidence can also allow for an inference that the "employer's
proffered non-discriminatory reasons [were] either a post hoc fabrication or
otherwise did not actually motivate the employment action (that is, the proffered
reason is a pretext)." Fuentes v. Perskie, 32 F.3d 759, 764 (3d Cir. 1994).
Dr. Plotke makes several arguments in support of her claim that the Army's
justification for her discharge is pretextual. First, she contends the reasons for her
termination other than the TDY incident were pretextual, post-hoc justifications.
In support of this contention, Dr. Plotke offers evidence that before the TDY
incident, neither Dr. Morris nor anyone on his behalf had formally counseled her
on any performance deficiencies or misconduct issues. Dr. Plotke also points to
the fact that neither Dr. Morris nor Dr. Lackey raised any other reason besides the
TDY incident for relieving Dr. Plotke of her position to Col. Ohl, the ultimate
decision-maker regarding termination. Moreover, Dr. Morris admitted as of June
20 (prior to the TDY episode) that both he and Dr. Lackey would have
recommended Dr. Plotke be retained in permanent employment beyond her
probationary period. Dr. Morris did not consult Dr. Gorell for his input on
retaining Dr. Plotke in July, despite the fact that Dr. Gorell was her immediate
supervisor from January through May 1995, and Dr. Morris conceded he believed
that Dr. Gorell would have recommended Dr. Plotke's employment be extended.
Dr. Morris subsequently enhanced his reasons for terminating Dr. Plotke by
referencing additional pre-June 20 incidents to support his decision, as detailed in
the June 27 memo he prepared for Dr. Plotke regarding her dismissal.
The Army's post-hoc reasons for Dr. Plotke's termination, which predate
the TDY incident, constitute evidence of pretext. See Santiago-Ramos v.
Centennial P.R. Wireless Corp., 217 F.3d 46, 56 (1st Cir. 2000) (pretext can be
shown with after-the-fact justifications for termination decision); Fuentes, 32 F.3d
at 764 (post hoc fabrication can be evidence of pretext); see also Smith v.
Chrysler Corp., 155 F.3d 799, 809 (6th Cir. 1998) ("[a]n employer's strategy of
simply tossing out a number of reasons . . . in the hope that one of them will
'stick' could easily backfire . . . . [A] multitude of suspicious explanations may
itself suggest that the employer's investigatory process was so questionable that
any application of the 'honest belief' rule is inappropriate") (cited with approval
in Tyler v. RE/MAX Mountain States, Inc., 232 F.3d 808, 814 (10th Cir. 2000)
(holding that when the plaintiff casts substantial doubt on many of the employer's
multiple reasons, the jury could reasonably find the employer lacks credibility)).
The district court erred in the summary judgment stage by accepting as true
the Army's assertion that "the travel authorization incident was only one of
several incidents that plaintiff's supervisors considered in their decision to
terminate plaintiff," Plotke, 2002 WL 1461974, at *4, when there was evidence on
the record to the contrary. Such a credibility determination is appropriately made
only by the fact finder:
It is not the purpose of a motion for summary judgment to force the judge
to conduct a "mini-trial" to determine the defendant's true state of mind.
So long as the plaintiff has presented evidence of pretext (by demonstrating
that the defendant's proffered non-discriminatory reason is unworthy of
belief) upon which a jury could infer discriminatory motive, the case should
go to trial. Judgments about intent are best left for trial and are within the
province of the jury.
Randle, 69 F.3d at 453.
Conflicting evidence regarding the point in time at which Dr. Morris made
the decision to terminate Dr. Plotke contributes to her showing of pretext. When
Dr. Morris met with Dr. Gorell and Ms. Darnell on either June 20 or June 21,
1995, Dr. Morris gave Dr. Gorell the impression that he had already made the
decision to terminate Dr. Plotke and simply wanted a "rubber stamp" to support
that decision. Aplt. App. at 563. Dr. Gorell testified that Dr. Morris said "in
essence, he was going to fire Dr. Plotke." Id. at 557. Dr. Morris contends, to the
contrary, that Dr. Plotke would have kept her job if she had been responsive to
counseling and states that he decided to terminate Dr. Plotke subsequent to his
counseling session with her. The district court held that Dr. Plotke did not raise a
genuine issue of material fact demonstrating pretext because the "defendant's
proffered reasons for terminating plaintiff do not depend on whether the decision
to fire plaintiff was made before or after counseling." Plotke, 2002 WL 1461974,
at *4. We disagree.
The conflicting evidence concerning the timing of Dr. Morris' decision to
fire Dr. Plotke coupled with the conflicting evidence regarding the reasons Dr.
Morris decided to fire her raise credibility issues for the fact finder. As the
Supreme Court has reaffirmed,
[p]roof that the defendant's explanation is unworthy of credence is simply
one form of circumstantial evidence that is probative of intentional
discrimination, and it may be quite persuasive . . . . In appropriate
circumstances, the trier of fact can reasonably infer from the falsity of the
explanation that the employer is dissembling to cover up a discriminatory
purpose.
Reeves, 530 U.S. at 147. If Dr. Morris' testimony concerning his timing and
reasoning for terminating Dr. Plotke is "unworthy of credence," a reasonable jury
could infer from "the falsity of [his] explanation" that Dr. Morris is "dissembling
to cover up a discriminatory purpose." Id.
In addition, evidence of the fabrication of a June 22 memoranda and
procedural irregularities regarding Dr. Plotke's termination constitute relevant
evidence of pretext going to the termination decision. See Garrett v.
Hewlett-Packard Co., 305 F.3d 1210, 1217 (10th Cir. 2002) ("[E]vidence of
pretext may include, . . . disturbing procedural irregularities (e.g., falsifying or
manipulating [of relevant] criteria . . .") (quoting Simms v. Oklahoma ex rel.
Dep't of Mental Health & Substance Abuse Servs., 165 F.3d 1321, 1328 (10th Cir.
1999)); Mohammed v. Callaway, 698 F.2d 395, 401 (10th Cir. 1983) (pretext can
be shown by serious procedural irregularities). The record indicates that Dr.
Morris and Dr. Lackey represented to Col. Ohl on or about June 27 that there was
no documentation relating to any counseling sessions with Dr. Plotke or her
termination. In contrast, Dr. Lackey claims that he submitted a written report of
his "junior counseling session" with Dr. Plotke to Dr. Morris on June 22. Dr.
Lackey's declaration also refers to a June 27 memorandum he prepared after Dr.
Plotke's "senior counseling session," documenting his reasons for recommending
not to extend Dr. Plotke beyond her probationary period. Based on Dr. Lackey's
declaration, the district court rejected Dr. Plotke's argument that the June 22
memoranda was fabricated, finding that Col. Ohl simply would not have had
personal knowledge of the June 22 memoranda because it was an "internal
communication." Plotke, 2002 WL 1461974, at *4.
Contrary to the district court's conclusion, Dr. Plotke presented evidence
that establishes a genuine issue of material fact concerning whether the
memoranda was fabricated subsequent to her termination. Dr. Morris and Dr.
Lackey represented to Col. Ohl on or about June 27 that there was no
documentation relating to any counseling sessions with Dr. Plotke or her
termination. Whether Dr. Lackey's June 22 memoranda was an internal
communication is irrelevant. Col. Ohl had personal knowledge regarding the
existence or lack thereof of any counseling documents because he was a party to
the conversation in which Dr. Morris and Dr. Lackey represented that no such
material existed. Consequently, Col. Ohl's declaration casts doubt on Dr.
Lackey's credibility and creates an inference that Dr. Lackey fabricated
documents dated prior to June 27 in order to build a file to support the termination
decision, particularly since it is procedurally irregular for the Army to terminate
personnel without well-documented counseling files. Mohammed, 698 F.2d at
401 (holding that "serious procedural irregularities" can support an allegation of
pretext). In this regard, Col. Ohl noted he had never approved or been involved in
any termination that did not include a well-documented counseling file and that
Dr. Morris' and Dr. Lackey's admissions made him "suspicious." Aplt. App. at
526. These inconsistencies and deviations from normal Army procedure,
especially when viewed in the aggregate with the other evidence proffered by Dr.
Plotke, are "sufficient to raise a genuine doubt about [d]efendant's motivation . . .
." EEOC v. Horizon/CMS Healthcare Corp., 220 F.3d 1184, 1200 (10th Cir.
2000).
The timing and sequence of events leading up to Dr. Platke's firing are also
evidence of pretext. Dr. Plotke provided evidence to support her contention that
her sudden reassignment from the Haiti project back to CTC-WIN in mid-May
1995 was part of a pre-ordained plot to terminate her. Dr. Plotke's supervisor
confirmed that her work on the Haiti project was "excellent" and testified that she
was the only person with the technical expertise to do the job. Aplt. App. at 550.
Dr. Plotke's work on the Haiti project was also highly and publicly praised by Lt.
Col. Dietrich. Despite Dr. Plotke's success on the project, Dr. Morris claimed
there was an urgent need in mid-May to transfer Dr. Plotke from the Haiti detail to
CTC-WIN. As noted previously, at the time of transfer, Dr. Plotke's work on the
Haiti project was not complete and there was no deadline for the CTC-WIN
project. In fact, Dr. Morris admitted that the CTC-WIN project was never
completed subsequent to Dr. Plotke's termination. Dr. Morris also conceded he
transferred Dr. Plotke only after being informed that her one-year probationary
period was nearing its completion and that he would have to certify her for
continued employment beyond that period. And he admitted he believed Dr.
Gorell would have recommended an extension to Dr. Plotke's employment at the
time of the transfer, which would have provided her protection against termination
under federal regulations.
In addition to her hasty reassignment back to CAC-WIN, Dr. Plotke claims
that the TDY incident was totally contrived and grossly exaggerated. Dr. Morris
admitted that before the TDY episode, both he and Dr. Lackey would have
recommended Dr. Plotke be retained in permanent employment beyond her
probationary period. Dr. Morris says the TDY incident caused him to lose trust in
Dr. Plotke because (1) Dr. Gorell, rather than Dr. Lackey, had signed Dr. Plotke's
TDY form; (2) Dr. Plotke had requested approval for conferences scheduled in
different weeks; and (3) Dr. Plotke had failed to obtain advance approval from Dr.
Lackey to take annual leave following the Canada conference. But Ms. Darnell,
not Dr. Plotke, was entirely responsible for the administrative error of submitting
Dr. Plotke's TDY request to Dr. Gorell rather than Dr. Lackey. Dr. Morris
admitted Dr. Lackey's memo was not clear in conveying its alleged intent and
guidance that Dr. Plotke should choose two sessions within the same week. And
Dr. Lackey's e-mail to Dr. Morris noting that Dr. Plotke would probably apply for
annual leave so she could attend additional conferences supports her claim that
Dr. Morris and Dr. Lackey expected her to take leave in conjunction with the
conference. Dr. Lackey further admitted he had never rejected an employee's
request for annual leave, he "[m]ost likely" would have approved Dr. Plotke's
leave, and he had no reason to believe that Dr. Morris would have decided
otherwise. Id. at 715.(10)
Most importantly, Dr. Morris and Dr. Lackey admitted to Col. Ohl that Dr.
Plotke "very well may not have attempted to deceive them" and that they "had
no
real solid proof that was her intent." Id. at 527 (emphasis added). Courts
view
with skepticism the use of subjective evaluations in making termination decisions.
See, e.g., Garrett, 305 F.3d at 1217-18 (holding that subjectivity by decision
maker in termination decision is relevant evidence of pretext); Simms, 165 F.3d at
1328 ("Evidence of pretext may include . . . the use of subjective criteria.");
Bauer v. Bailar, 647 F.2d 1037, 1046 (10th Cir. 1981) (although subjective
criteria not wrongful per se, "[o]bviously subjective decision making provides an
opportunity for unlawful discrimination"); see also Bergene v. Salt River Project
Agric. Improvement & Power Dist., 272 F.3d 1136, 1142 (9th Cir. 2001)
(subjective criteria evidence of pretext); Burrus v. United Tel. Co. of Kansas, Inc.,
683 F.2d 339, 342 (10th Cir. 1982) (subjective employment criteria may provide
opportunities for unlawful discrimination). The Army has not denied that Dr.
Lackey's and Dr. Morris' evaluation of Dr. Plotke's intent was wholly subjective.
The inconsistencies and contradictions noted above raise disputed issues of fact as
to whether the TDY incident was even a reason for Dr. Morris' and Dr. Lackey's
actions towards Dr. Plotke. See Garrett, 305 F.3d at 1219; Morgan, 108
F.3d at
1323. On this record, a jury could reasonably infer the Army discriminated
against Dr. Plotke by suddenly reassigning her from the Haiti Project to CAC-WIN and then
contriving and grossly exaggerating the TDY incident as a means
of exercising gender animus towards her.
Dr. Plotke's final contention is that the district court erred by rejecting as
irrelevant to the pretext issue her evidence of several incidents not directly related
to the termination decision. These incidents include but are not limited to:
referring to Dr. Plotke as "Jane" instead of "Dr."; calling her a "femi-Nazi" and
"wire-head," aplt. app. at 315-16, 522, 631; advising her that she "should be quiet
and not make [her]self noticed," id. at 316; remarking that her presence would
prevent the all-male group from "sitting around drinking beer, smoking cigars,
and farting" on a professional staff ride, id. at 521, 1028; comments that CAC was
under pressure to hire a female historian; and disparaging Dr. Plotke's
professional competence and yelling at her to "keep [her] mouth shut" in the
presence of her peers and supervisor. Id. at 330. The district court held that these
incidents "do not constitute direct evidence of gender discrimination," Plotke,
2002 WL 1461974, at *5, and that under McDonnell Douglas, they would only be
considered if offered as pretext evidence on the issue of the falsity of defendant's
stated reasons for termination. We disagree.
On a motion for summary judgment, the district court is required to review
the record "taken as a whole." Reeves, 530 U.S. at 150. Plaintiffs are not
precluded from introducing "quite probative evidence of earlier acts of
discrimination to support a claim of current discriminatory intent," even if prior
events are beyond the limitations period. Goodwin v. General Motors Corp., 275
F.3d 1005, 1012-13 (10th Cir. 2002) (quotation and citation omitted); see also
Bazemore v. Friday, 478 U.S. 385, 402 n.13 (1986) ("evidence of pre-Act
discrimination is quite probative"); Noland v. McAdoo, 39 F.3d 269, 271-72 (10th
Cir. 1994) (prior events not actionable may provide relevant circumstantial
evidence to explain later, actionable events).
The Supreme Court has emphasized that courts should not reject a
plaintiff's evidence of additional circumstantial gender-based comments and
treatment simply because they "were not made in the direct context of [the
plaintiff's] termination." Reeves, 530 U.S. at 151-53. Accordingly, we have held
that gender-based comments by a plaintiff's supervisor can be relevant evidence
of pretext demonstrating that the supervisor had "preconceived notions premised
on [the plaintiff's] gender" and "ultimately terminated her based at least in part on
his gender bias," even where such comments were not directly limited to the
termination decision. Stone, 210 F.3d at 1140-41 (discussing Tomsic
v. State
Farm Mut. Auto. Ins. Co., 85 F.3d 1472, 1477-79 (10th Cir. 1996)). A plaintiff
simply must show a nexus between the allegedly discriminatory statements and the
employer's decision. Tomsic, 85 F.3d at 1479.(11)
Like the remarks at issue in Tomsic, the comments in the instant case made
by Dr. Morris, Dr. Lackey and Mr. Mordica, were not random, "general," or "stray
remarks," but were specifically directed to or about Dr. Plotke. Id. Moreover, Dr.
Morris was Dr. Plotke's supervisor and ultimately decided to recommend that her
employment not be extended beyond the probation period, relying heavily on the
recommendations of Dr. Lackey and Mr. Mordica. We think there exists a
sufficient nexus between these additional circumstantial comments and Dr.
Plotke's termination. A reasonable jury could infer from the remarks of Dr.
Morris, Dr. Lackey, and Mr. Mordica that unlawful gender bias was a motivating
factor in Army's adverse employment decision.
In the context of this case it is also relevant that Dr. Plotke was the first and
only woman ever employed as an historian at Fort Leavenworth. Evidence that
Dr. Plotke was hired so that "the EEO office at Ft. Leavenworth would 'get off
[CAC's] back,'" aplt. app. at 522, coupled with Dr. Lackey's delegation of
clerical and administrative tasks to Dr. Plotke and the extravagantly delayed
receipt of Dr. Plotke's security clearance, certainly raise questions concerning Dr.
Morris' and Dr. Lackey's motives and intent in initially hiring Dr. Plotke.
Finally, post-termination incidents including efforts to black-list Dr. Plotke's
future employment opportunities and the "praise" bestowed by Dr. Morris in his
performance appraisal of Dr. Lackey for recommending Dr. Plotke's termination,
present concrete evidence sufficient to permit a rational jury to conclude Dr.
Plotke was discharged because of her gender. See Robinson v. Shell Oil Co., 519
U.S. 337 (1997) (post-termination conduct directed against a former employee is
actionable under Title VII).
In sum, we hold that Dr. Plotke has established a prima facie case of gender
discrimination. She has also demonstrated genuine issues of material fact as to
pretext that, under controlling precedent of this circuit, preclude the entry of
summary judgment for the Army. We REVERSE the district court's decision
to
the contrary and REMAND for further proceedings consistent with this
opinion.
02-3289, Plotke v. White
TYMKOVICH, J., concurring.
I concur in the result, but differ with the majority in two areas.
First, I conclude that reversal is necessary because there is a genuine issue
of fact concerning whether Dr. Plotke's position was actually eliminated. See
Slip
Op. at n.9. I would not stray from the teaching of Kendrick v. Penske Transp.
Servs., Inc., 220 F.3d 1220, 1229 (10th Cir. 2000), that a plaintiff bears the
burden of showing that her position was not in fact eliminated after discharge.
Here, I am satisfied that the evidence is uncertain enough as to whether the Army
eliminated her position, and if so, whether the elimination occurred long enough
after the alleged discriminatory conduct such that the Kendrick test has been met.
In any event, it appears the Army has at no point argued that it in fact fired her
because it was eliminating her position.
While I also agree that Dr. Plotke has shown enough "inconsistencies" and
"contradictions" in the Army's proferred explanation of her termination to show
disputed facts as to pretext, I differ with the majority's characterization of some
of the evidence. Dr. Plotke is entitled to show at trial that the defendants were
biased against her and made the termination decision because of her sex. But
many of the examples showing pretext are generalized statements of personal
dislike. Personal dislike does not necessarily equate with intentional
discrimination. Although statements or comments "may serve as circumstantial
evidence of [pretext], the plaintiff must still show some nexus between the
statements and the defendant's decision to terminate the employee." Shorter v.
ICG Holdings, Inc., 188 F.3d 1204, 1209-10 (10th Cir. 1999). I am confident that
the district court at trial will be able to assess the relevancy of any proffered
testimony to the alleged discriminatory conduct.
1.The Army argues that Dr. Hughes' statements
are inadmissible hearsay.
Aple. Br. at 52 n.23. We disagree. These statements come into evidence as
admissions of a party-opponent under Federal Rules of Evidence 801(d)(2)(A),
(C), and (D).
2.According to Dr. Lackey, the reasons for
limiting Dr. Plotke's
participation to two conferences were year-end financial considerations and a
desire to send another historian (Dr. Bernstein) to the other conferences.
However, neither Dr. Bernstein nor any other historian was sent to the Canada
conferences. Dr. Gorell, Dr. Bernstein's supervisor, testified he was never
informed that Dr. Morris or Dr. Lackey wished to send a second historian from
his office to the Canada conferences.
3.Dr. Lackey forwarded to Dr. Morris a copy of
the June 16 e-mail he sent
to Dr. Plotke, after adding the following comment: "The next twist, of course,
will be that she will apply for annual leave and stay up there for the other two
conferences anyway, but at least we won't be on the hook for the per diem."
Aplt. App. at 588.
4.Ms. Darnell explained that Dr. Gorell had
been Dr. Plotke's supervisor the
last time Dr. Plotke was issued a DD Form 1610, and Dr. Plotke's prior form was
saved in the computer. When Ms. Darnell pulled up Dr. Plotke's form, Dr.
Gorell was still listed as her supervisor. Unaware that Dr. Lackey, rather than
Dr. Gorell, was actually Dr. Plotke's supervisor at the time, Ms. Darnell did not
alter the supervisor's name on the form.
5.As referenced supra, note 3, Dr.
Plotke provided evidence to the contrary
indicating that Dr. Lackey told Dr. Morris he fully expected Dr. Plotke to apply
for annual leave so that she could attend additional conferences.
6.Dr. Morris claimed he was told in July 1994
(prior to hiring Dr. Plotke)
that Dr. Plotke applied for an historian position at Fort Leavenworth in late 1986
and misrepresented on her SF-171 form that she had completed her Ph.D. Dr.
Plotke contends she properly indicated on the form that she expected to complete
her Ph.D. in June 1987. Although Dr. Morris admitted the charge of SF-171
falsification was hearsay and no documentation supported such a charge, he
testified the allegation was a "piece of the picture" and "provided a context that
had some influence" in his losing trust in Dr. Plotke and ultimately terminating
her. Aplt. App. at 182-83, 717. Dr. Morris further acknowledged that he failed
to inform Dr. Plotke of these allegations, in violation of Office of Personnel
Management (OPM) regulations governing the rights of federal career-conditional employees
during their one year probationary period. See 5 C.F.R. §
315.805 (requiring advance written notice with specific and detailed reasons for
termination and an opportunity to respond "[w]hen an agency proposes to
terminate an employee serving a probationary or trial period for reasons based in
whole or part on conditions arising before his appointment").
7.The doctors confirmed that "a date between
Dr. Plotke and Dr. Lackey had
been arranged"; "they and George Mordica frequently addressed [Dr. Plotke] as
'Jane' . . . and saw nothing inappropriate about doing so even though they
addressed the male historians by Dr."; and "Dr. Lackey had picked his toes in Dr.
Plotke's presence during an office meeting with Dr. Morris." Aplt. App. at 527.
8.Dr. Lackey received praise in his March 1996
written performance
evaluation for recommending the termination of Dr. Plotke. Dr. Morris prepared
the evaluation which was eventually signed by Dr. Lackey's senior rater, Col.
Robinette.
9.In any event, Dr. Plotke's evidence raises a
genuine issue of material fact
concerning whether her position was actually eliminated. For instance, Dr.
Lackey testified that Dr. Plotke's job was not eliminated when she was
terminated. Aplt. App. at 594. Significantly, at no time before or after Dr.
Plotke's termination did Dr. Morris or Dr. Lackey report to Col Ohl the
ultimate decision maker that Dr. Plotke's position was being eliminated or was
being actively considered for elimination. Id. at 527.
The evidence also indicates that several months after Dr. Plotke's
termination, all of the historian positions in Dr. Morris' department were
effectively eliminated but then realigned to the Army Network Knowledge
Directorate (AKND), with Dr. Plotke's former position being the only one not
reestablished in the AKND. As noted in Atchley v. Nordam Group, Inc., 180
F.3d 1143, 1147-49 (10th Cir. 1999), we view with suspicion a corporate
restructuring justification used to counter a discrimination claim where the
plaintiff's position was the only one eliminated.
In addition, Dr. Morris acknowledges that after he dismissed Dr. Plotke,
her duties were assumed by Dr. Lackey and Mr. Mordica. We have rejected an
employer's argument that no inference of discrimination can be drawn where an
employee's position was eliminated and his duties were divided among other
employees not in the protected class. Abuan v. Level 3 Communications, Inc.,
353 F.3d 1158, 1169 (10th Cir. 2003). Like Abuan, the instant case
does not
involve a reduction in force (RIF). Dr. Morris' department and mission was
expanding rapidly in the months prior and subsequent to Dr. Plotke's termination
and the CTC team was "short-handed" of personnel. Aplt. App. at 703, 704, 891.
Moreover, the Army, similar to the defendant employer in Abuan, asserts that its
reason for terminating Dr. Plotke was unsatisfactory performance, not elimination
of her position. See 353 F.3d at 1169. Finally, the plaintiff in
Abuan presented
evidence that he was qualified for his position and he was replaced by three less
qualified individuals outside the protected class. Id. Dr. Plotke has made a
similar showing. In fact, Dr. Morris testified that subsequent to Dr. Plotke's
termination her "functions" were "executed by combination of Lackey [and]
Mordica." Id. at 854. For the foregoing reasons, Dr. Plotke has created a
genuine factual dispute concerning whether her position was actually eliminated
or otherwise filled.
10.Dr. Lackey himself had taken leave in
Austria in conjunction with TDY
assignment in Germany in April 1995, during a "very hectic, changing time" for
the CAC History Department and without objection from Dr. Morris. Aplt. App.
at 589.
11.In Tomsic v. State Farm Mut. Auto.
Ins. Co., 85 F.3d 1472 (10th Cir.
1996), an employer made several comments to female employees from which the
court determined an inference could be drawn that the employer subsequently
discriminated against the employees based on their gender. Id. at 1479. The
employer's comments included telling one employee that he did not think she
would succeed because "her husband made too much money and that therefore she
would lack incentive." Id. at 1474. He told another employee that she devoted
too much time to her career and "that marital problems might arise in a few years
because she would likely be earning more than her husband." Id. at 1475. The
court rejected any argument that these comments were merely "stray remarks," id.
at 1479, and determined a jury could infer from the comments in their total
context that "unlawful bias was a motivating factor" in the employer's
termination decisions. Id.
A. JANE PLOTKE, Ph.D.,
No. 02-3289
Jeffrey W. Bruce, The Bruce Law Firm, Belton, Missouri, for Plaintiff-Appellant.
Before SEYMOUR, McKAY and
TYMKOVICH, Circuit Judges.
SEYMOUR, Circuit Judge.
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