UNITED STATES COURT OF APPEALS

TENTH CIRCUIT

UNITED STATES of AMERICA,

Plaintiff-Appellee,

v.

DAVID STEPHENSON,

Defendant-Appellant.	No. 04-1519

(D.C. No. 03-CR-530-D)

(D. Colo.)

ORDER AND JUDGMENT*

Before EBEL, MCKAY and HENRY, Circuit Judges.

Defendant-Appellant David Stephenson pleaded guilty to transport of child pornography in violation of 18 U.S.C. § 2252A(a)(1). On appeal, he alleges that he is entitled to be resentenced in light of United States v. Booker, 543 U.S. 220 (2005), because the district court mandatorily imposed a sentence according to the Federal Sentencing Guidelines. We agree. Mr. Stephenson also argues that on remand the district court is limited to considering facts, including prior convictions, alleged in the indictment to calculate the appropriate advisory Guideline range. We reject both of these arguments as contrary to Supreme Court and Tenth Circuit case law.

I. BACKGROUND

In 2003, police officers executed a search warrant at Mr. Stephenson's home and found on his computer numerous depictions of children engaged in sexually explicit conduct. A grand jury subsequently indicted Mr. Stephenson on three counts: the first two accused Mr. Stephenson of transmitting images of child pornography in interstate commerce and the third count charged him with possessing child pornography on his own computer, violations of 18 U.S.C. § 2252A(a)(1) & (a)(5)B).

After the United States Supreme Court's decision in Blakely v. Washington, 542 U.S. 296 (2004), Mr. Stephenson pleaded guilty to Count One, admitting that he sent the referenced child pornography images in interstate commerce, and the Government agreed to dismiss Counts Two and Three. Mr. Stephenson also stipulated to a prior conviction for attempted sexual assault on a child in violation of Colorado state law. He also admitted the following: 1) that the images serving as the basis for Count One depicted prepubescent minors, 2) that he used his computer, 3) to distribute these images, and 4) that other images found on his computer portrayed children engaging in sadistic or masochistic conduct. These factors are listed as "specific offense characteristics" in U.S.S.G. § 2G2.2.

A probation officer prepared a Presentence Report ("PSR"), which recommended a total of 15 points be added to the base offense level of 17 as enhancements for this conduct and a 3-point downward adjustment for acceptance of responsibility. Based on a total offense level of 29 and a criminal history category III, the PSR calculated the Guideline sentencing range to be 108 to 135 months in prison and further recommended a sentence of imprisonment of 108 months, at the bottom of the range.

Mr. Stephenson raised three objections to the PSR. First, he raised a Blakely objection and asked the district court to impose a discretionary sentence. Second he argued that facts increasing a sentence must be alleged in the indictment. Finally, he objected to the PSR and requested that his sentence be capped on the ground that the indictment failed to charge that Mr. Stephenson had been previously convicted of a felony.

At the sentencing hearing, the district court overruled all of Mr. Stephenson's objections. The district judge noted that Mr. Stephenson's stipulation to specific offense characteristics undermined his argument that their omission from the indictment constrained his sentence. Accepting the PSR recommendation, the judge sentenced Mr. Stephenson to 108 months' imprisonment and five years' supervised release. Mr. Stephenson appeals that sentence.

II. DISCUSSION

Mr. Stephenson raises three arguments on appeal. First, he contends that his sentence was prejudicial error under United States v. Booker, 543 U.S. 220 (2005), because the district court imposed a mandatory sentence under the Federal Sentencing Guidelines. Second, Mr. Stephenson claims that the district court erred by sentencing him beyond the statutory maximum available on the facts charged in his indictment in violation of his Sixth Amendment right to fair notice and his Fifth Amendment right to indictment and grand jury presentment and that these uncharged facts may therefore not be considered on resentencing. Specifically, he argues that he could not be sentenced to a term of imprisonment longer than seventy-one months because that was the maximum sentence under the Guidelines supported by the factual allegations in the indictment to which he pleaded guilty. Finally, he challenges the district court's denial of his motion to cap the sentence on the ground that his indictment failed to charge that he was previously convicted of a felony. We find only the first argument meritorious and remand this case for resentencing.

A. Booker Issue

Sentencing Mr. Stephenson pre-Booker, the district court committed non-
constitutional Booker error by applying the Guidelines in a mandatory fashion.1 See United States v. Gonzales-Huerta, 403 F.3d 727, 731 (10th Cir.) (en banc), cert. denied, 126 S. Ct. 495 (2005). Mr. Stephenson preserved that error by raising a Blakely objection. See United States v. Labastida-Segura, 396 F.3d 1140, 1142-43 (10th Cir. 2005). We therefore review for harmless error. Id. The burden of demonstrating harmless error by a preponderance of the evidence is on the Government in this case. United States v. Austin, 426 F.3d 1266, 1280-81 (10th Cir. 2005).

"[N]on-constitutional [Booker] error is harmless unless it had a 'substantial influence' on the outcome or leaves one in 'grave doubt' as to whether it had such an effect." United States v. Griffin, 389 F.3d 1100, 1104 (10th Cir. 2004), cert. denied, 125 S. Ct. 1424 (2005); see also Labastida-Segura, 396 F.3d at 1143. Where, as here, a district court sentences the defendant "at the bottom of the guidelines range" and says nothing on the record indicating that it would have imposed the same or higher sentence under a non-mandatory scheme, "to say that the district court would have imposed the same sentence given the new legal landscape (even after consulting the Sentencing Guidelines in an advisory capacity) places us in the zone of speculation and conjecture." Labastida-Segura, 396 F.3d at 1142-43. Thus, as the Government concedes, the Booker error in this case was not harmless and Mr. Stephenson's sentence must be remanded for resentencing.

B. Indictment Issue

At the sentencing hearing, Mr. Stephenson objected to enhancement of his sentence based on facts not alleged in the indictment. The indictment alleged that Mr. Stephenson 1) used his computer 2) to distribute 3) pornographic images of prepubescent children. Each of these sentencing facts enhanced the base offense level of 17 by two points, pursuant to U.S.S.G. § 2G2.2(b)(1), (b)(2)(E), & (b)(5) for a total offense level of 23. With a criminal history category III, the applicable Guideline range would be fifty-seven to seventy-one months. Mr. Stephenson therefore claims that at the time he pleaded guilty and was sentenced, the heaviest punishment he faced on this indictment was seventy-one months.2 And, he renews this argument on appeal. Our decision in United States v. Glover, 413 F.3d 1206 (10th Cir. 2005), forecloses any such argument. See id. at 1208-09 (holding that Apprendi and its progeny, including Booker, do not require that factors supporting sentencing enhancements be alleged in the indictment).

Furthermore, Mr. Stephenson correctly acknowledges that his argument has no merit under the current advisory Guideline system mandated by Booker. See Booker, 125 S. Ct. at 761-62 (recognizing the difficulties of incorporating sentencing factors into indictments); Glover, 413 F.3d at 1208-09 (holding that Booker does not require facts supporting sentencing enhancements to be alleged in the indictment). He argues, however, that Booker's remedial opinion, which made the Guidelines advisory, applies only prospectively and that, because he was indicted, pleaded guilty, and was sentenced pre-Booker, at resentencing the district court should be limited to facts charged in the indictment.

We reject Mr. Stephenson's invitation to violate the Supreme Court's explicit instruction to "apply . . . [Booker's] Sixth Amendment holding and . . . remedial interpretation of the Sentencing Act—to all cases on direct review." Booker, 125 S. Ct. at 769 (emphasis added); see also United States v. Rines, 419 F.3d 1104, 1106 (10th Cir. 2005), pet. for cert. filed (U.S. Nov. 14, 2005) (No. 05-7719) (rejecting the argument that applying Booker's "remedial holding in sentencing for an offense that predated Booker would violate" a defendant's constitutional rights); Labastida-Segura, 396 F.3d at 1142 ("We must apply the remedial holding of Booker to [the defendant's] direct appeal even though his sentence does not involve a Sixth Amendment violation.").3 Instead, we conclude that in resentencing Mr. Stephenson in accordance with Booker on remand, the district court may properly consider sentence enhancement facts in determining the advisory Guideline range, even if those facts were not alleged in the indictment.4

C. Prior Conviction Issue

For preservation purposes only, Mr. Stephenson reasserts on appeal that the district court erroneously denied his motion to cap his sentence on the ground that his indictment failed to charge that he was previously convicted of a felony. We conclude, and Mr. Stephenson concedes, however, that this third objection is foreclosed by Almendarez-Torres v. United States, 523 U.S. 224 (1998). See United States v. Martinez-Villalva, 232 F.3d 1329, 1332 (10th Cir. 2000) (stating that we are "bound by [Almendarez-Torres] to hold that the fact of defendant's prior felony conviction is not an element of the offense with which he was charged by indictment, but is, instead, a sentencing factor"); see also United States v. Dorris, 236 F.3d 582, 587 (10th Cir. 2000) (rejecting defendant's efforts to challenge the continuing validity of Almendarez-Torres).

III. CONCLUSION

Because the district court committed non-constitutional Booker error that affected Mr. Stephenson's substantial rights, we REMAND this case with instructions to resentence him in accordance with Booker, which does not require that facts supporting sentencing factors be included in the indictment.

ENTERED FOR THE COURT

David M. Ebel

Circuit Judge