UNITED STATES OF AMERICA, |
|
Before TACHA, Chief Circuit
Judge, KELLY, and MURPHY, Circuit Judges.
Appellant Heriberto Ortega-Estrada pleaded guilty to a charge of illegally
reentering the United States. The Presentence Investigation Report ("PSR")
recommended the application of the sixteen-level enhancement set forth in §
2L1.2(b)(1)(A) of the United States Sentencing Guidelines ("USSG"), based on
Ortega-Estrada's prior Washington state conviction for second-degree assault. In
his sentencing memorandum, Ortega-Estrada challenged the application of the
sixteen-level enhancement and argued a sentence between fifteen and twenty-two
months would be a reasonable sentence in his case. The district court overruled
Ortega-Estrada's objections to the PSR and sentenced him to forty-one months'
imprisonment, the low end of the guidelines range. Ortega-Estrada then filed this
appeal, arguing both that the district court erred when it applied the §
2L1.2(b)(1)(A) enhancement and that his sentence is unreasonable. Exercising
jurisdiction pursuant to 28 U.S.C. § 1291, we affirm Ortega-Estrada's
sentence.
Ortega-Estrada was arrested by New Mexico police and charged with
Driving While Intoxicated. United States Border Patrol agents questioned
Ortega-Estrada during his incarceration at the Roosevelt County Detention Center
in Portales, New Mexico and then transported him to the border patrol station in
Carlsbad, New Mexico. The agents determined Ortega-Estrada had been
deported on January 28, 2000, but were unable to establish he had permission to
reenter the United States. Further investigation revealed Ortega-Estrada had
previously been convicted in Washington of second-degree assault, in violation
of Washington Revised Code § 9A.36.021(c).
Ortega-Estrada was charged in an Information with illegally reentering the
United States following deportation subsequent to being convicted of an
aggravated felony, in violation of 8 U.S.C. § 1326(b)(2). Ortega-Estrada pleaded
guilty and a PSR was prepared. The PSR calculated Ortega-Estrada's criminal
history category as II and his base offense level as eight. The PSR, however,
recommended a sixteen-level increase to Ortega-Estrada's offense level pursuant
to USSG § 2L1.2(b)(1)(A), based on the conclusion Ortega-Estrada's Washington
second-degree assault conviction qualified as a felony crime of violence. After
applying a downward adjustment for acceptance of responsibility, the PSR
arrived at a final offense level of twenty-one which, when coupled with the
criminal history category of II, resulted in an advisory guideline range of forty-one to fifty-one
months.
Ortega-Estrada filed a sentencing memorandum, challenging the
calculation of his total offense level. Specifically, Ortega-Estrada asserted the
application of the sixteen-level enhancement set out in § 2L1.2(b)(1)(A) was
unwarranted because the facts supporting the application of the enhancement
were neither alleged in the Information nor admitted by him. Ortega-Estrada also
argued the district court should depart downward from the advisory guideline
range based on his "cultural assimilation, his status as a deportable alien, his
prompt and extraordinary acceptance of responsibility, and the economic and
personal difficulties which led him to commit [the] offense."(1) At the sentencing
hearing, Ortega-Estrada further argued application of the advisory guidelines
range would result in an unreasonable sentence because his Washington felony
conviction was used three times to enhance his sentence "three different ways."
According to Ortega-Estrada, the Washington felony conviction was used to: (1)
raise his offense from illegal reentry under 8 U.S.C. § 1326(a) to illegal reentry
after deportation for an aggravated felony under 8 U.S.C. § 1326(b)(1); (2)
determine his criminal history category; and (3) justify the application of the §
2L1.2(b)(1)(A) enhancement. The district court overruled all of Ortega-Estrada's
objections and sentenced him to forty-one months' imprisonment, the low end of
the advisory guidelines range.
This court reviews the interpretation and application of the Sentencing
Guidelines de novo. United States v. Perez-Vargas, 414 F.3d 1282, 1284 (10th
Cir. 2005). Pursuant to § 2L1.2(b)(1)(A)(ii), the offense level of a defendant
convicted of illegally reentering the United States is increased by sixteen levels if
the defendant was deported after a previous conviction for a felony "crime of
violence." The term "crime of violence" is defined in the Guidelines to include
certain specific offenses, as well as "any offense under federal, state, or local law
that has as an element the use, attempted use, or threatened use of physical force
against the person of another." USSG § 2L1.2, Application Note 1(B)(iii). In
United States v. Perez-Vargas, we held Colorado third-degree assault convictions
do not categorically qualify as crimes of violence under § 2L1.2(b)(1)(A) because
the statutory language "does not necessarily include the use or threatened use of
'physical force' as required by the Guidelines." 414 F.3d at 1287. We further
stated it was proper for a reviewing court to look beyond an ambiguous assault
statute to charging documents, the terms of the plea agreement, or some
comparable judicial record to determine on a case-by-case basis whether an
assault conviction qualifies as a crime of violence under § 2L1.2(b)(1)(A). Id.
at
1284 (citing Shepard v. United States, 544 U.S. 13, 24-26 (2005)). Relying on
this court's holding in Perez-Vargas, Ortega-Estrada asserts the district court
erred by applying the § 2L1.2(b)(1)(A) enhancement because the Washington
assault statute pursuant to which he was convicted does not necessarily require
the actual use, attempted use, or threatened use of physical force.(2) While the
Government makes a strong argument that a Washington conviction for second-degree assault
with a deadly weapon is categorically a crime of violence, we do
not address the issue because our review of the record demonstrates Ortega-Estrada made a
factual concession conclusively demonstrating his conviction
qualifies as a crime of violence. United States v. Hernandez-Garduno, 460 F.3d
1287, 1294 (10th Cir. 2006) ("If the charging documents, plea agreement,
transcript of a plea colloquy, or sentencing court findings of the prior state court
conviction demonstrate that the [ ] assault did, in fact, involve the use, attempted
use, or threatened use of physical force, then the particular defendant's prior
assault conviction qualifies as a crime of violence under § 2L1.2(b)(1)(A)(ii).")
When Ortega-Estrada filed his sentencing memorandum with the district
court, he attached a copy of a document captioned, Statement of Defendant on
Plea of Guilty. This document memorializes Ortega-Estrada's plea of guilty to
the Washington second-degree assault charge and bears a stamp indicating it was
filed on November 24, 1999, in the County Clerk's Office in Okanogan County,
Washington. The statement is signed by Ortega-Estrada and contains a paragraph
stating, "The judge has asked me to state briefly in my own words what I did that
makes me guilty of this crime. This is my statement: I assaulted Sandra Moomaw
by threatening her with a knife and cutting her. I don't remember what happened
because I was intoxicated." (emphasis added). This unambiguous factual
concession is directly contrary to the bold assertion contained in Ortega-Estrada's
appellate brief that the application of the § 2L1.2(b)(1)(A) enhancement was
erroneous because the Government failed to meet its evidentiary burden of
demonstrating that he "actually used force in causing an injury in the prior felony
offense." It is beyond argument that the act of cutting an individual with a knife
is a crime of violence pursuant to USSG § 2L1.2(b)(1)(A) because it involves the
actual use of physical force. Thus, evidence sufficient to support the conclusion
Ortega-Estrada actually used force in the commission of the Washington assault
was submitted to the district court by Ortega-Estrada himself. In light of
Ortega-Estrada's admission of the facts supporting the application of the §
2L1.2(b)(1)(A) enhancement, we conclude he cannot establish the district court's
application of the enhancement was error.
Ortega-Estrada also argues his Fifth and Sixth Amendment rights were
violated because the district court engaged in judicial fact-finding prohibited by
Booker when it found he had previously been convicted of second-degree assault.
He asserts the fact of his prior conviction must be pled in an indictment or
proven beyond a reasonable doubt to a jury. The Government, however, was not
required to allege Ortega-Estrada's prior felony conviction in an indictment.
Almendarez-Torres v. United States, 523 U.S. 224, 247 (1998), (holding the
existence of a prior conviction is merely a sentencing factor, not a separate
element of the offense that must be pled in an indictment). This court has held
that Almendarez-Torres remains good law after Booker. United
States v. Moore,
401 F.3d 1220, 1224 (10th Cir. 2005) ("[W]e are bound by existing precedent to
hold that the Almendarez-Torres exception to the rule announced in
Apprendi [ v.
New Jersey, 530 U.S. 466 (2000)] and extended to the Guidelines in Booker
remains good law."). Although the concurring opinion in Shepard v. United
States casts some doubt on the continuing validity of Almendarez-Torres, it
has
not been overruled. See Shepard v. United States, 544 U.S. 13, 27 (2005)
(Thomas, J., concurring) (stating Almendarez-Torres "has been eroded by this
Court's subsequent Sixth Amendment jurisprudence, and a majority of the Court
now recognizes that Almendarez-Torres was wrongly decided").
Finally, Ortega-Estrada argues the sentence imposed by the district court is
unreasonable. Because Ortega-Estrada was sentenced after Booker, this court
reviews his sentence for reasonableness. United States v. Booker, 543 U.S. 220,
260-61 (2005). Under this standard, a sentence will not be reversed if the record
demonstrates the sentence was "reasoned and reasonable." United States v.
Contreras-Martinez, 409 F.3d 1236, 1241 (10th Cir. 2005) (quotation omitted).
Because we have concluded Ortega-Estrada's sentence fell within a properly
calculated guidelines range, it is presumptively reasonable. United States v.
Kristl, 437 F.3d 1050, 1055 (10th Cir. 2006). It is Ortega-Estrada's burden to
"rebut this presumption by demonstrating that the sentence is unreasonable in
light of the other sentencing factors laid out in [18 U.S.C.] § 3553(a)." Id.
Ortega-Estrada first argues, as he did before the district court, that the
forty-one-month sentence is unreasonable because it was arrived at by triple-counting his
Washington assault conviction. He also asserts application of the §
2L1.2(b)(1)(A) enhancement results in an inherently unreasonable sentence
because the sixteen-level increase he received for the assault conviction is the
same as that received by individuals with prior felony convictions for more
serious felony offenses such as murder, rape, and robbery. Notwithstanding
Ortega-Estrada's characterization of these arguments, they are not challenges to
the district court's application of the § 3553(a) factors but, instead, are
challenges to policy decisions made by the Sentencing Commission. This court
has clearly stated that disagreement with policy decisions incorporated into the
Sentencing Guidelines is not a valid reason for imposing a sentence outside a
properly calculated advisory guidelines range. United States v. McCullough, 457
F.3d 1150, 1171-72 (10th Cir. 2006) (involving a disparity in the treatment of
crack and powder cocaine embodied in the Sentencing Guidelines).
We also reject Ortega-Estrada's final argument that his sentence was
unreasonable because the conduct underlying his Washington assault conviction
was "relatively trivial." See United States v. Trujillo-Terrazas, 405 F.3d 814,
819 (10th Cir. 2005) (holding a defendant's criminal history is relevant to a
consideration of his "history and characteristics" pursuant to 18 U.S.C. §
3553(a)). The record demonstrates Ortega-Estrada's prior felony conviction
involved conduct that was far from trivial. The Washington assault conviction
involved a domestic dispute between Ortega-Estrada and his girlfriend. Ortega-Estrada readily
admits he brandished a knife while he was drunk and the record
demonstrates he admitted cutting the victim of the assault with the knife.
Further, the district court found that after illegally reentering the United States,
Ortega-Estrada was incarcerated on a DWI charge for three months,
demonstrating he had "little, if any, respect for the laws of the United States or
the State of New Mexico." We agree with the district court's analysis and
conclude Ortega-Estrada has failed to rebut the presumption that his sentence was
reasonable.
For the reasons stated above, the sentence imposed by the United States
District Court for the District of New Mexico is affirmed.
ENTERED FOR THE COURT
Michael R. Murphy
Circuit Judge
*. This order and judgment is not binding
precedent, except under the
doctrines of law of the case, res judicata and collateral estoppel. It may be cited,
however, for its persuasive value consistent with Fed. R. App. P. 32.1 (eff.
Dec. 1, 2006) and 10th Cir. R. 32.1 (eff. Jan. 1, 2007).
1.Ortega-Estrada does not raise these
arguments on appeal.
2.Although the Government does not argue
waiver, our review of the record
reveals that Ortega-Estrada never made this specific argument before the district
court. We address the argument, however, because it presents only a non-jurisdictional question
of law and "its proper resolution is certain." Ross v.
United States Marshal, 168 F.3d 1190, 1195 n.5 (10th Cir. 1999).
Click footnote number to return to corresponding location in the text.
| Keyword |
Case |
Docket |
Date: Filed /
Added |
(41732 bytes)
(32314 bytes)
Comments to: WebMaster,
ca10 [at] washburnlaw.edu.
Updated: December 6, 2006.
HTML markup © 2006, Washburn University School of Law.
URL: http://ca10.washburnlaw.edu/cases/2006/12/05-2194.htm.